workplace investigator
Title posted on CareerBeacon -
Senior Manager, AML Financial Crime Risk Investigation - High Risk Program (Wealth Management).
Posted on
October 23, 2024
by
Employer details
TD Bank
Job details
Work Location:Toronto, Ontario, CanadaHours:37.5Line of Business:Financial Crime Risk ManagementPay Details:N/A - N/A CADTD is committed to providing fair and equitable compensation opportunities to all colleagues. Growth opportunities and skill development are defining features of the colleague experience at TD. Our compensation policies and practices have been designed to allow colleagues to progress through the salary range over time as they progress in their role. The base pay actually offered may vary based upon the candidate's skills and experience, job-related knowledge, geographic location, and other specific business and organizational needs.As a candidate, you are encouraged to ask compensation related questions and have an open dialogue with your recruiter who can provide you more specific details for this role.Job Description:CUSTOMERLead a team of specialized professionals and managers ensuring key elements of financial crime risk management such as prevention, detection, investigation, and remediation are effectively managedOversee and/or lead complex investigations by conducting thorough analysisEnsure investigations comply with all aspects of applicable regulatory requirementsEnsure escalated cases/files are properly reviewed and appropriately assigned and that all stakeholders are notified as applicableIdentify key control weaknesses and work with business partners to agree on action items and next stepsDevelop supporting internal/ external communications, including court briefs, as well as investigative reports to appropriate internal stakeholdersProvide guidance, education and/or oversight to relevant businesses/stakeholders and determine root cause of breaches for prevention purposesKeep abreast of emerging trends or new techniques for own area of specialtyMaintain strong understanding of legislation and/or regulations as they relate to own area and ensure investigative processes adhere to established guidelinesMaintain and develop reliable information sources/contacts and liaise with law enforcement, regulators, and internal business areas for the purpose of gathering intelligence and establishing effective partnershipsProvide expert counsel, guidance, and assistance to executive management, domestic and/or international business lines on all known or suspected internal/external crime where applicableRepresent TDBG on internal and/or external committees or associationsSHAREHOLDERWork closely with key business leaders to develop business plan, ensuring the optimal use of resources and leverage TD's operating model to maximize efficiency, effectiveness, and scalePlan and execute on strategic activities, review, and communicate results, and adjust tactics accordinglyExecute on the annual business plan to deliver results aligned with business strategiesManage overall budget, revenue, and expenditures, meet business objectives while increasing efficiency and effectivenessProactively identify key business opportunities, research, and recommend enhancements / modifications, develop strategies to achieve recommendations and work closely with team to execute and implementImprove or create new processes for the organization, with a medium to longer term impactMonitor and communicate the effectiveness of strategies, programs, and practices related to own area of expertiseProtect the interests of the organization ? identify and manage risks, and escalate non-standard, high-risk transactions / activities as necessaryKeep abreast of emerging issues, trends, and evolving regulatory requirements and assess potential impactsMaintain a culture of risk management and control, supported by effective processes in alignment with risk appetiteEnsure employees are knowledgeable; and assume responsibility to minimize operational and regulatory risk by complying with Bank and industry Code of ConductManage the operational efficiency and effectiveness of the unit by working with internal and external partners to identify opportuniti
-
LocationToronto, ON
-
Workplace information
On site
-
SalaryNot available
-
Terms of employment
Permanent employmentFull time
-
Starts as soon as possible
- vacancies
1 vacancy
- Source
CareerBeacon
#2116691
Advertised until
2024-11-21
Important notice: This job posting has been provided by a partner site. Job Bank is not responsible for this content.
Report a problem with this job posting
Thank you for your help!
You will not receive a reply. For enquiries, please contact us.