financial officer
Title posted on CareerBeacon -
Senior AML Financial Crime Risk Investigator, EDD, High Risk Customer Program (Quality Reviewers, Ministerial Directives)
Posted on
June 28, 2024
by
Employer details
TD Bank
Job details
Work Location:Toronto, Ontario, CanadaHours:37.5Line of Business:Financial Crime Risk ManagementPay Details:We're committed to providing fair and equitable compensation to all our colleagues. As a candidate, we encourage you to have an open dialogue with a member of our HR Team and ask compensation related questions, including pay details for this role.Job Description:The High Risk Customer Program consist of dedicated and specialized teams with AML subject matter experts with accountabilities to conduct the enhance due diligence of high risk customers. Within the High Risk Customer Program resides a team that focuses on MSBs including Principals, Branches and Agents, Ministerial Directives, and other specialized types of high risk customers.The AML Financial Crime Risk Senior Investigator (Enhanced Due Diligence, High Risk Customer Program, Money Service Business, Quality Reviewer also referred to as Second Level Reviewers) reports to the Group Manager AML Financial Crime Investigations (EDD, High Risk Customer Program, Money Service Business).The AML Financial Crime Risk Senior Investigator (EDD, High Risk Customer Program, Money Service Business, Quality Reviewer) is responsible for:Conducting end to end EDD reviews/AML investigations and quality review of cases specifically relating to high risk customers focusing on MSBs including Principals, Branches and Agents, and other specialized types of high risk customers. Includes authority in applying reasonable grounds to suspect money laundering, terrorist financing and other financial crimes.As such, the AML Financial Crime Risk Senior Investigator (EDD, High Risk Customer Program, Money Service Business, Quality Reviewer) conduct the quality control reviews of all completed filed that were subjected to EDD as well as any other investigations conducted by the High Risk Customer Program.Provide support to the Group Manager AML Financial Crime Investigations (EDD, High Risk Customer Program, Money Service Business) providing feedback/coaching where needed.The AML Financial Crime Risk Senior Investigator (EDD, High Risk Customer Program, Money Service Business) conducts end to end EDD reviews/AML Investigations, and second level reviews of enhanced due diligence reviews, and assists with the oversight of the High Risk Customer Program in Canada while partnering with internal and external stakeholders including, vendor engagements, advisory teams, working with other people managers and investigators to ensure the controls are designed and operating effectively to mitigate the risk and compliance with regulatory requirements as well as the Bank's systems of internal controls. Job DescriptionCUSTOMERConduct quality reviews of enhanced due diligence and investigations completed by AML Financial Crime Risk Investigators including initial and periodic review of high risk customers that focuses on MSBs (Principals, Branches and Agents), and other specialized types of high risk customers as well as transactions that resulted in no Suspicious Transaction Reports (STRs), demarkets, removal of high risk customers (if required) and other enhance due diligence processes.Conduct a quality review of complex EDD reviews/investigations, including AML, Sanctions/ ABAC, and Financial CrimeEnsure the regulatory reporting is conducted in a timely manner and/or without delay while adhering to regulatory requirements and internal controls.Apply sound methodologies to collect, preserve, and analyze evidence while staying current on global emerging risks and technology threats.Assess and prioritize files and investigate assigned cases ensuring proper protocols are in place and effectively applied.Work effectively with counterparts at other FI's, law enforcement, Non-Profits, and others in government within prescribed protocols to maximize opportunities for information sharing and to reduce TDBFG exposure.Conduct EDD reviews/investigations in a professional and timely manner.Identify and communicate proc
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LocationToronto, ON
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SalaryNot available
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Terms of employment
Full time
- Start date
Starts as soon as possible
- vacancies
1 vacancy
- Source
CareerBeacon
#2090410
Advertised until
2024-07-28
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